
Who is the owner of scientific equipment?
Tags: equipment, grant proposal, group leader, principal investigatorPosted in Ethics
The United States is the premier example of a country where people move, and indeed move all over the country, if by doing so they get a better job. This professional mobility also applies to scientists. The country has invented a lot of mechanisms to ease these relocations.
Scientists move because they get a chance to start their own research group. Or they change affiliation because the new place offers a better scientific environment. Or offers a higher salary. For some scientists moving is very simple. A philosopher or a theoretical physicists just has to bring a few books to his new place and he is all set. For a scientist who works for a giant organization as Fermilab bringing his laboratory to the new location is impossible. But how about those scientists that have acquired movable pieces of equipment and apparatuses as a result of their successful grant applications? The scientists need this equipment to be able to pursue their research successfully in the new place. In the United States the rule is very simple: wherever the principal investigator (PI) is going – even if it is abroad – he is allowed to take with him all of his equipment. In my opinion this is the correct attitude.
But not so in Europe. In a number of countries the institute director, or the dean or whoever is the managing director of a scientific unit often objects to the moving of the equipment of a leaving PI. They use a number of incorrect arguments:
1. Equipment is owned by the institute.
Wrong, even if legally correct. The talents and the originality of the PI were the decisive factors in obtaining the equipment. The institute had nothing to do with the proposal, apart perhaps from creaming off from the proposal a substantial overhead.
2. Other people in the institute could use this equipment.
Wrong. If other people need this equipment they should have applied for a grant themselves.
3. Remaining PhD students could be harmed when the equipment leaves the institute.
Wrong. The PI is a responsible person and he can oversee the situation much better than anybody else. He will certainly weigh the interest of PhD students, either his own students or students of a colleague, in the final decision. He will certainly find an optimal solution. No manager can make a better decision.
4. The Machine Shop has made large adjustments to the equipment. This makes the institute partly owner.
Wrong. If the institute would have no group leaders, there would be no institute and consequently no machine shop. It is amusing to point out in this respect that the argumentation is always presented only one way: Objections are raised when equipment is about to leave the institute, but the same institute never offers to pay for equipment that a new PI is bringing with him when he joins this institute.
The only reason of existence of a scientific research institute are its scientific group leaders and with them the groups they lead. If you do not want a leaving group leader to take with him his equipment you should make him an offer to stay.
My conclusion is very simple: a group leader should be allowed to take freely with him “his” equipment wherever he chooses to go.
27 May 2009 8:56, Jacopo Bertolotti
I feel there is a parallel issue that is a bit more delicate: let’s assume that a group is not just composed by a principal investigator and a group of PhD/undergraduate students but let’s consider a more complicated structure. Let’s assume that the principal investigator is a full professor that has in his group one or more capable researchers (or even some experienced post-doc) that, during the years, had their own grant accepted and that used that money for the good of the group. Let’s also assume that one of those researchers is offered a professor position somewhere else. Is he entitled to take some of the equipment with him/herself to have some kind of starting point in the creation of his/her new, shiny, lab or everything is owned by the PI?
Sometimes such issues can be solved in a friendly way (I know that my group leader, Diederik Wiersma, still has some equipment that comes straight from the old lab in Amsterdam of his former group leader Ad Lagendijk) but I can easily guess that it might also create some friction. Especially when we are talking about something expensive and/or something needed by both sides.
I don’t have any answer on that. Maybe someone else does.
30 May 2009 22:39, Otto Muskens
The European Union is developing research policies to improve the mobility of researchers. In the May 2007 Communication ‘Better careers and more mobility: a European partnership for Researchers’ one of the priority actions is for ‘Member States and Commission to allow portability of individual grants awarded by national funding agencies and relevant Community research programmes where this enables funders to better meet their research needs and researchers to better manage their careers’. It is not clear if this holds not only for grant money but also for already purchased equipment.
30 May 2009 22:50, Otto Muskens
Correction: the communication is from May 2008. Apparently the agreement is older than that, see this item in Nature.
1 Jun 2009 19:37, Riccardo
It is a very interesting discussion.
In my opinion funding portability is also crucial at the pre-permanent level, which can be many years long, as in many European countries the right of being a full PI can be achieved only after the age of 35-40. Younger non-permanent researcher have to apply for funding under a professor name, funds and grants that are all but portable. Only the ERC award, to my knowledge, is portable even if not easily. Will we have reach the level of a European Ph.D., a European Post-doc and European Researcher position, with full portability?
19 Jun 2009 18:11, Richard
“In the United States the rule is very simple: wherever the principal investigator (PI) is going – even if it is abroad – he is allowed to take with him all of his equipment.”
.
umm, this is not always true. My lab is moving from the main NIH campus to a new lab at a university and they are only allowing us to take a few larger items with us (and no computers at all). Basically everything with a government property tag has to stay.
26 Jun 2009 15:25, Ad Lagendijk
@Riccardo
If one is applying for a grant under the name of a senior scientist all rights belong to that senior scientist. Young people easily complain that they did it all and that their boss is exploiting them. Senior scientists that indeed oppress their junior group members or junior faculty members should be punished. For instance prospective PhD students should avoid that group.
“Who is the owner of equipment within a group?” is an interesting question.
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@Richard
Thanks. Good point. I can understand that they do not allow migration of computers (with hard disks with possibly sensitive information.). If the equipment is gotten from an outside source I think it is unfair. A friend of mine worked at Harvard and recently accepted a position in Europe. He was allowed to take everything with him.